Bao Nguyen is a registered investment advisor, based in Palo Alto, CA, with 1 years of industry experience.
Location
499 MiddleField Rd, Palo Alto, CA, 94301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kestra Private Wealth Services, LLC
June 2025 - Present · 10 mos
Kestra Investment Services, LLCBroker
June 2025 - Present · 10 mos
Previous Registrations
LPL Financial LLC
June 2024 - February 2025 · 8 mos
LPL Financial LLCBroker
June 2024 - February 2025 · 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.