Alexander Lambert is a registered investment advisor, based in Bozeman, MT, with 2 years of industry experience.
Location
Bozeman, MT
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Transamerica Investors Securities, LLCBroker
November 2023 - Present · 2 yrs 5 mos
Transamerica Retirement Advisors, LLC
November 2023 - Present · 2 yrs 5 mos
Transamerica Investors Securities, LLC
November 2023 - Present · 2 yrs 5 mos
Previous Registrations
Cetera Investment Services LLCBroker
September 2023 - October 2023 · 1 mo
Cetera Investment Advisers LLC
September 2023 - October 2023 · 1 mo
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.