CR
CR

Cade Roque

1 Year of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

2812 N Norwalk, BLDG 9 Suite 118, Mesa, AZ, 85215

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Cade operates under the DBAs Cornerstone Wealth Portfolios and Cornerstone Wealth Management for his LPL business, dedicating full-time hours to these investment-related activities. He also engages in Medicare Supplement Business through GMIA INC, spending about 60 hours per month, and provides administrative support to Cornerstone Wealth Management LLC, another full-time commitment. Finally, Cade spends a few hours per week on Maracaba BJJ, a martial arts activity.

Employment History
Current Registrations
LPL Financial LLC
October 2025 - Present · 4 mos
Cornerstone Wealth Management, LLC
October 2024 - Present · 1 yr 4 mos
LPL Financial LLCBroker
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Mutual of Omaha Investor Services, INC.Broker
February 2024 - July 2024 · 5 mos
Mutual of Omaha Investor Services, INC.
December 2023 - July 2024 · 7 mos
State Registrations3 states
AZNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.