Houston Jarvis is a registered investment advisor at Guggenheim Funds Distributors, LLC, based in New York, NY, with 1 years of industry experience. Houston operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients with $6.9B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
42 advisors
IM Fee
Planning only
Assets Under Management
$6.9B
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Location
330 Madison Avenue, 10th Floor, New York, NY, 10017
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Funds Distributors, LLCBroker
April 2025 - Present · 1 yr
Guggenheim Investments
April 2025 - Present · 1 yr
Previous Registrations
J.P. Morgan Securities LLC
November 2023 - August 2024 · 9 mos
J.P. Morgan Securities LLCBroker
October 2023 - August 2024 · 10 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.