David Modzelewski is a registered investment advisor at St. Germain Investment Management, based in Springfield, MA, with 2 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,159 clients with $3.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5M+ | 0.60% |
Fees may be negotiable. A minimum quarterly management fee of $25 applies (prorated monthly).
Fee Estimator
Location
1500 Main St, 25th Floor, Springfield, MA, 01115-1001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a member of the Finance Committee for the YWCA of Western Massachusetts since September 2024. He dedicates minimal time per month to this volunteer position, which involves discussing the financial aspects of the organization.
Employment History
Current Registrations
St. Germain Investment Management
State Registrations1 state
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