Brett Stephen Parsons

Ptma Investment Advisors

2 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Ptma Investment Advisors

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

10 advisors

Number of Clients

86 clients

Average Client Portfolio

$1.1B average

Assets Under Management

$94.2B

Fee Structure

Financial Planning:Investment management only

Minimum Annual Fee:$25,000

Location

717 17th Street, Suite 1850, Denver, CO, 80202

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Pma Securities, LLC

November 2024 - Present · 1 yr 3 mos

Pma Securities, LLCBroker

November 2024 - Present · 1 yr 3 mos

Ptma Investment Advisors

March 2023 - Present · 2 yrs 11 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.