Brett Parsons is a registered investment advisor, based in Denver, CO, with 3 years of industry experience.
Location
717 17th Street, Suite 1850, Denver, CO, 80202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Pma Securities, LLC
November 2024 - Present · 1 yr 5 mos
Pma Securities, LLCBroker
November 2024 - Present · 1 yr 5 mos
Ptma Investment Advisors
March 2023 - Present · 3 yrs 1 mo
State Registrations1 state
CO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.