Nicholas Pagonis is a registered investment advisor, based in New York, NY, with 2 years of industry experience.
Location
520 Madison Avenue, New York, NY, 10022-4213
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Jefferies LLC
April 2024 - Present · 2 yrs
Leucadia Asset Management LLC
April 2024 - Present · 2 yrs
Jefferies LLCBroker
April 2024 - Present · 2 yrs
Previous Registrations
City National Rochdale
October 2023 - April 2024 · 6 mos
Cnr Securities, LLCBroker
June 2023 - April 2024 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.