TrueAdvisor
TrueAdvisor
GC
GC

George James Carroll

Regal Advisory Services, INC.
1 Year of Experience
Broker
View SEC Summary
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Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Regal Advisory Services, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
285 clients
Average Client Portfolio
$398K average
Assets Under Management
$113.5M

Fee Structure

Location

950 North Milwaukee Avenue, Suite 101, Glenview, IL, 60025-3771

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Regal Advisory Services, INC.
October 2024 - Present · 1 yr 4 mos
Regal Securities, INC.Broker
June 2024 - Present · 1 yr 8 mos
State Registrations8 states
CACODEFLIAILNYOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.