George Carroll is a registered investment advisor at Regal Advisory Services, INC., based in Fort Myers, FL, with 1 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 285 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Regal Advisory Services manages investments for a fee based on a percentage of the portfolio's value. The maximum annual fee is 2.0% of the assets they manage, but this fee may be negotiable. The fee is calculated annually and billed quarterly in advance. There are no adjustments for contributions or withdrawals during the quarter, except for certain programs offered through third-party sponsors.
Location
4300 Ford Street Ext, suite 103, Fort Myers, FL, 33916
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Regal Advisory Services, INC.
Regal Securities, INC.Broker
State Registrations10 states
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