DY
DY

Diana Yang

2 Years of Experience
Broker
Areas of Practice
Investment ManagementReal Estate Investing
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
18 clients
Average Client Portfolio
$55.1M average
Assets Under Management
$992.3M

Fee Structure

Financial Planning:Investment management only
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Location

18101 Von Karman Avenue, Suite 1100, Irvine, CA, 92612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Diana is a Managing Director at Kairos Investment Management Company, LLC, focusing on investor relations and business development since October 2024, dedicating full-time hours. She is also a Registered Representative of Foreside Fund Services, LLC.

Employment History
Current Registrations
Kairos
January 2025 - Present · 1 yr 1 mo
Foreside Fund Services, LLCBroker
December 2024 - Present · 1 yr 2 mos
Previous Registrations
Blackrock Investment Management, LLC
August 2023 - November 2024 · 1 yr 3 mos
Blackrock Investments, LLCBroker
March 2023 - November 2024 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.