AE
AE

Adam C Erickson

1 Year of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
2,283 clients
Average Client Portfolio
$559K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$20K
Financial Planning:Investment management only
Minimum Annual Fee:$250
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Location

50 South LaSalle, Chicago, IL, 60603

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northern Trust Securities, INC
July 2024 - Present · 1 yr 7 mos
Northern Trust Securities, INC.Broker
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Morgan Stanley
January 2024 - July 2024 · 6 mos
Morgan StanleyBroker
December 2023 - July 2024 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.