Zachery Roth
Zachery Roth is a registered investment advisor at Catalyst Wealth Management LLC, based in Katy, TX, with 3 years of industry experience. Zachery operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 9,549 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Catalyst Wealth Management uses Turnkey Asset Management Programs (TAMPs) for portfolio management. The annual fee for investment management is up to 2.04% of your portfolio. In addition to CWML's fee, the TAMP charges a platform fee ranging from 0.00% to 0.5% plus $0 to $75 per year. The total fee is debited from your account, and CWML receives its portion. These fees are negotiable.
Location
Katy, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Zachery is a registered representative and a licensed insurance agent. This creates a conflict of interest due to the incentive to recommend insurance products based on commissions.
Employment History
Current Registrations
Catalyst Wealth Management LLC
Innovation Partners LLCBroker
Previous Registrations
Gwn Securities INC.Broker
Gwn Securities INC.
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.