Albert Mclemore Alexander

Prospera Financial Services, INC.

2 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax Planning

Prospera Financial Services, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

275 advisors

Number of Clients

15,632 clients

Average Client Portfolio

$628K average

Assets Under Management

$9.8B

Fee Structure

Minimum Investment:None

Location

5100 Poplar Ave, Suite 1501, Memphis, TN, 38137

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Prospera Financial Services, INC.Broker

September 2024 - Present · 1 yr 5 mos

Prospera Financial Services, INC.

September 2024 - Present · 1 yr 5 mos

Previous Registrations

B. Riley Wealth Advisors, INC.

August 2024 - September 2024 · 1 mo

B. Riley Wealth ManagementBroker

August 2024 - September 2024 · 1 mo

Charles Schwab & CO., INC.

March 2024 - June 2024 · 3 mos

Charles Schwab & CO., INC.Broker

January 2023 - June 2024 · 1 yr 5 mos

State Registrations26 states

ALARAZCACOFLGAIDILLAMAMDMIMOMSNCNVNYOHPASCTNTXUTVAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.