Ashley Quinn Romiti

Realta Investment Advisors, INC

3 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

Realta Investment Advisors, INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

57 advisors

Number of Clients

1,958 clients

Average Client Portfolio

$175K average

Assets Under Management

$343.5M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

29122 Rancho Viejo Road, Suite 111, San Juan Capistrano, CA, 92675

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2025

Pending

View Full SEC Report How to Read Disclosures

Other Business Activities

Ashley is an investment advisor representative at Realta Investment Advisors, Inc. She spends a few hours per week on investment advisory services.

Employment History

Current Registrations

Realta Equities, INC.Broker

March 2025 - Present · 11 mos

Realta Investment Advisors, INC

March 2025 - Present · 11 mos

Previous Registrations

Arkadios Wealth Advisors

August 2023 - March 2025 · 1 yr 7 mos

Arkadios CapitalBroker

July 2023 - March 2025 · 1 yr 8 mos

Emerson Equity LLC

January 2023 - November 2023 · 10 mos

Emerson Equity LLCBroker

November 2022 - November 2023 · 1 yr

State Registrations52 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.