Maria Yates is a registered investment advisor at Rice Financial Consulting, INC., based in Los Gatos, CA, with 1 years of industry experience. Maria operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 348 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rice Financial Consulting (RFCI) does not directly manage your investments. Instead, they recommend third-party investment advisors, such as Matson Money, to manage your money. RFCI is paid a portion of the fees you pay to the third-party advisor. The total annual fee you pay, including both RFCI's fee and the third-party advisor's fee, can range from 0.60% to 1.50% of your assets, depending on the amount you invest. RFCI's portion of the fee is negotiable.
Location
300 E. Main Street, Los Gatos, CA, 95030
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Rice Financial Consulting, INC.
State Registrations1 state
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