Emily Paukert

Portfolio-Based Fees (Tiered)

Standard fee schedule. The fee schedule for Fixed Annuities is 0.5% annually. The fee schedule for accounts that are assigned a Pure Preservation Investment Objective is 0.5% annually on the first $500,000 of billable assets and 0.0% thereafter. The fee schedule for 529 plan accounts is based on the level of asset management services our firm provides: Those that are invested using an age-based track where the investments automatically become more conservative over time are not assessed a fee. Those that are invested using a static portfolio where the investments are reviewed and updated periodically by Northern Capital are charged 0.50% annually. WSMA member fee schedule is 0.9% annually on assets under management up to $3,000,000 and 0.675% thereafter. The fee schedules are negotiable and subject to approval by the Chief Operations Officer. Exceptions to the WSMA Member rate above are as follows: The fee schedule for Fixed Annuities is 0.45% annually. The fee schedule for accounts that are assigned a Pure Preservation Investment Objective is 0.45% annually on the first $500,000 of billable assets and 0.0% thereafter. The fee schedule for 529 plan accounts is based on the level of asset management services our firm provides: Those that are invested using an age-based track where the investments automatically become more conservative over time are not assessed a fee. Those that are invested using a static portfolio where the investments are reviewed and updated periodically by Northern Capital are charged 0.45% annually.