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Ashton Riley Niemann

3 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
674 clients
Average Client Portfolio
$322K average
Assets Under Management
$217.1M

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
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Location

700 Cedar Lake Blvd, Oklahoma City, OK, 73114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ashton is an employee and investment advisory representative at Adaptation Financial and an investment advisory representative at MDK Financial Group. Ashton is also an independent insurance agent for various independent insurance companies, dedicating about 10-20% of their time to this activity.

Employment History
Current Registrations
Adaptation Financial Advisors INC.
February 2023 - Present · 3 yrs
Cambridge Investment Research, INC.Broker
November 2022 - Present · 3 yrs 3 mos
Previous Registrations
Mdk Financial Group, INC.
March 2023 - July 2023 · 4 mos
State Registrations2 states
OKTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.