Andrew Pannell is a registered investment advisor, based in Raleigh, NC, with 2 years of industry experience.
Location
100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capital Investment Advisory Services, LLC
October 2024 - Present · 1 yr 6 mos
Capital Investment Group, INC.Broker
October 2024 - Present · 1 yr 6 mos
Previous Registrations
Wells Fargo Advisors
September 2023 - April 2024 · 7 mos
Wells Fargo Clearing Services, LLCBroker
September 2023 - April 2024 · 7 mos
Credit Union Investment Services
December 2022 - September 2023 · 9 mos
Secu Brokerage ServicesBroker
September 2022 - September 2023 · 1 yr
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.