AS
AS

Ashley Marie Setter

2 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
2,283 clients
Average Client Portfolio
$559K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$20K
Financial Planning:Investment management only
Minimum Annual Fee:$250
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Location

4001 Tamiami Trail North, Naples, FL, 34103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ashley works as a pet sitter through Rover, starting in November 2024. This independent contracting work takes a few hours per week and does not occur during securities trading hours.

Employment History
Current Registrations
Northern Trust Securities, INC.Broker
January 2024 - Present · 2 yrs 1 mo
Northern Trust Securities, INC
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLC
October 2022 - July 2023 · 9 mos
J.P. Morgan Securities LLCBroker
August 2022 - July 2023 · 11 mos
State Registrations53 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.