Armando Faucy-Smith is a registered investment advisor, based in Sarasota, FL, with 3 years of industry experience.
Location
2601 Cattlemen Rd., Ste 501, Sarasota, FL, 34232
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Armando is an investment advisor representative (IAR) with Summit Financial dba LPF Advisors, LLC, providing financial advising services. This activity takes nearly all of Armando's time.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
May 2025 - Present · 11 mos
Summit Financial, LLC
April 2025 - Present · 1 yr
Previous Registrations
Osaic Wealth, INC.Broker
June 2024 - May 2025 · 11 mos
Lpf Advisors, LLC
April 2024 - June 2025 · 1 yr 2 mos
Securities America, INC.Broker
April 2024 - June 2024 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2022 - March 2024 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2022 - March 2024 · 1 yr 5 mos
State Registrations1 state
FL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.