Adam Michael Steppe

Smith Moore & CO.

3 Years of Experience

Broker

View SEC Summary

Areas of Practice

Retirement PlanningTax PlanningEstate PlanningEducation PlanningCharitable GivingInsurance Planning

Smith Moore & CO.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

46 advisors

Number of Clients

3,901 clients

Average Client Portfolio

$515K average

Assets Under Management

$2.0B

Fee Structure

Minimum Investment:None

Location

401 S Banker St, Suite E, Effingham, IL, 62401

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Smith Moore & CO.

June 2022 - Present · 3 yrs 8 mos

Smith, Moore & CO.Broker

June 2022 - Present · 3 yrs 8 mos

State Registrations18 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.