Carlos Rafael Esteve

First Dallas Securities, INC.

3 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

First Dallas Securities, INC.

Compensation

Commission-Based

Firm Size

11 advisors

Number of Clients

334 clients

Average Client Portfolio

$890K average

Assets Under Management

$297.3M

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

2905 Maple Avenue, Dallas, TX, 75201

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

First Dallas Securities IncorporatedBroker

October 2023 - Present · 2 yrs 4 mos

Hodges Capital Management INC

October 2023 - Present · 2 yrs 4 mos

First Dallas Securities, INC.

October 2023 - Present · 2 yrs 4 mos

Previous Registrations

Vanguard Marketing CorporationBroker

July 2022 - October 2023 · 1 yr 3 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.