Nicholas Minter is a registered investment advisor at 11 Western Asset Management LLC, based in Hoboken, NJ, with 2 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1.0M - $5.0M | 0.50% |
| $5M+ | 0.25% |
The annual fee is negotiable based upon certain criteria.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Hoboken, NJ
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
11 Western Asset Management LLC
January 2026 - Present · 3 mos
Tuttle Capital Management, LLC
December 2025 - Present · 4 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
March 2024 - February 2025 · 11 mos
J.P. Morgan Securities LLC
March 2024 - February 2025 · 11 mos
Equitable Advisors, LLC
November 2023 - February 2024 · 3 mos
Equitable Advisors, LLCBroker
October 2022 - February 2024 · 1 yr 4 mos
State Registrations3 states
CTFLNJ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.