Brock Oxford is a registered investment advisor at Spyglass Investment Management, based in Terre Haute, IN, with 3 years of industry experience. Brock operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 442 clients with $140M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
IM Fee
Planning only
Assets Under Management
$140.0M
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Location
1205 South 3rd St, Terre Haute, IN, 47802
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Spyglass Investment Management
June 2022 - Present · 3 yrs 10 mos
State Registrations1 state
IN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.