AK
AK

Alexander Sholle Kozak

3 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
527 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$2K
Financial Planning:Investment management only
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Location

Sedona, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander works for Red Valley Financial, performing administrative duties, which takes about a quarter of his time. He is also an independent contractor for Aleckozakart & Bottom Table Tokens, LLC, providing custom artwork and design services, dedicating a few hours per week, and serves on the Cody Carter Disability Panel on Trust, requiring minimal time.

Employment History
Current Registrations
Independent Financial Group, LLC
June 2023 - Present · 2 yrs 8 mos
Independent Financial Group, LLCBroker
November 2022 - Present · 3 yrs 3 mos
State Registrations3 states
AZTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alexander Sholle Kozak - Financial Advisor | TrueAdvisor