AF
AF

Adam Nevin Finke

3 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1882 advisors
Number of Clients
817,328 clients
Average Client Portfolio
$368K average
Assets Under Management
$300.4B

Fee Structure

Minimum Investment:$100
Financial Planning:Included in AUM fee
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Location

2525 Water Ridge Parkway, 1 North Falls Plaza, Ste 100, Charlotte, NC, 28217

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.

Employment History
Current Registrations
Vanguard Advisers, INC.
July 2023 - Present · 2 yrs 7 mos
Vanguard Marketing Corporation
July 2022 - Present · 3 yrs 7 mos
Vanguard Marketing CorporationBroker
July 2022 - Present · 3 yrs 7 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.