SA
SA

Scott M Allison

3 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
282 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$808.1M

Fee Structure

Minimum Investment:$300K
Financial Planning:Investment management only
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Location

1760 the Alameda, San Jose, CA, 95126

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott works as an insurance broker for Highland Capital Brokerage, selling insurance products for commission. This takes minimal time outside of securities trading hours.

Employment History
Current Registrations
Kera Capital Partners
September 2023 - Present · 2 yrs 5 mos
Previous Registrations
Morgan Stanley
July 2022 - September 2023 · 1 yr 2 mos
Morgan StanleyBroker
April 2022 - September 2023 · 1 yr 5 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.