Carter Allan Lewis

Rwm Capital, LLC

3 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth

Rwm Capital, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

14 advisors

Number of Clients

1,510 clients

Average Client Portfolio

$107K average

Assets Under Management

$161.4M

Fee Structure

Minimum Investment:$250K

Location

2555 Marshall Road, Suite C, Biloxi, MS, 39531

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Financial

February 2018

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Carter is involved with Roberts Wealth Management, focusing on insurance-related activities since December 2014. This takes about half of his time.

Employment History

Current Registrations

Rwm Capital, LLC

May 2023 - Present · 2 yrs 9 mos

Previous Registrations

Foundations Investment Advisors LLC

March 2022 - October 2024 · 2 yrs 7 mos

State Registrations5 states

ALFLLAMSTX

Advisor

Exams

No exam information available for this advisor.