AM
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Adam Mustafic

2 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
876 advisors
Number of Clients
35,950 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$70.0B

Fee Structure

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Location

45 Rockefeller Plaza, Floor 5, New York, NY, 10111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Rockefeller Capital Management
November 2024 - Present · 1 yr 3 mos
Rockefeller Financial LLCBroker
November 2024 - Present · 1 yr 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2023 - October 2024 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2023 - October 2024 · 1 yr 3 mos
State Registrations18 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.