BK
BK

Babak Kooros

3 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
2,121 clients
Average Client Portfolio
$225K average
Assets Under Management
$476.5M

Fee Structure

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Location

4695 MacArthur Ct, Floor 11, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Babak is the CEO/Owner of InTime Financial Alliance Insurance Solutions, Inc., focusing on marketing, sales, and management, which takes a significant amount of his time. He is also a realtor, dedicating minimal time to sales and marketing in real estate.

Employment History
Current Registrations
Legacy Wealth Management, LLC
August 2022 - Present · 3 yrs 6 mos
Previous Registrations
Foundations Investment Advisors LLC
February 2022 - June 2022 · 4 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Babak Kooros - Financial Advisor | TrueAdvisor