Alexandra Marie Richey

Gradient Wealth Management

3 Years of Experience

4 DisclosuresBroker

View SEC Summary

Areas of Practice

Financial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningInvestment Management

Gradient Wealth Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

96 advisors

Number of Clients

3,268 clients

Average Client Portfolio

$181K average

Assets Under Management

$591.1M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

1827 Elmira Street, Sayre, PA, 18840

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Financial

October 2024

Final

Financial

July 2024

Final

Financial

July 2024

Final

Financial

April 2024

Final

View Full SEC Report How to Read Disclosures

Other Business Activities

Alexandra operates her LPL business through C&N Investment Services. She also works as an office assistant at Warner Tractor (minimal time) and as a bookkeeper for the Troy Area School District women's volleyball team (minimal time).