BH
BH
Brian Heath
3 Years of Experience
5 Disclosures
Brian Heath is a registered investment advisor at Wells Fargo Investment Institute, INC., based in Charlotte, NC, with 3 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,594 clients with $41B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
56 advisors
IM Fee
Planning only
Assets Under Management
$40.8B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
550 S Tryon St, 40th floor, Charlotte, NC, 28202-4200
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2025Judgment / Lien
October 2022Financial
October 2020Final
Financial
January 2020Final
Financial
February 2017Final
Employment History
Current Registrations
Wells Fargo Investment Institute, INC.
April 2022 - Present · 4 yrs
State Registrations1 state
NC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.