AP
AP

Alec Pelletier

4 Years of Experience
Broker

Alec Pelletier is a registered investment advisor at Pgim Investments LLC, based in Newark, NJ, with 4 years of industry experience. Alec operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

655 Broad Street, Newark, NJ, 07102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pgim Investments LLC
January 2023 - Present · 3 yrs 3 mos
Prudential Investment Management Services LLC
January 2023 - Present · 3 yrs 3 mos
Prudential Investment Management Services LLCBroker
January 2023 - Present · 3 yrs 3 mos
Previous Registrations
Prudential Financial Planning Services
December 2021 - January 2023 · 1 yr 1 mo
Pruco Securities, LLC.Broker
October 2021 - January 2023 · 1 yr 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.