Anna Yu

Certuity, LLC

4 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingTax PlanningEstate PlanningHigh Net WorthBusiness Owners

Certuity, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

18 advisors

Number of Clients

489 clients

Average Client Portfolio

$6.3M average

Assets Under Management

$3.1B

Fee Structure

Financial Planning:Investment management only

Location

One Letterman Drive, Suite D4900, San Francisco, CA, 94129

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Certuity, LLC

May 2023 - Present · 2 yrs 9 mos

Previous Registrations

First Republic Investment Management, INC.

December 2021 - May 2023 · 1 yr 5 mos

First Republic Securities Company, LLCBroker

September 2021 - May 2023 · 1 yr 8 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.