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David Malcolm Forrest

3 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
29 advisors
Number of Clients
977 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

1214 East Cary Street, Richmond, VA, 23219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David works full-time as a trader and data analyst in portfolio management for RiverFront Investment Group LLC. He also spends a few hours per week as a registered representative for ALPS Distributors, Inc., marketing and selling RiverFront Funds.

Employment History
Current Registrations
Riverfront Investment Group, LLC
June 2022 - Present · 3 yrs 8 mos
Alps Distributors, INC.Broker
December 2021 - Present · 4 yrs 2 mos
State Registrations1 state
VA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.