DD
DD

Dominic Daniel Demicco

4 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingInsurance PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,136 clients
Average Client Portfolio
$192K average
Assets Under Management
$218.6M

Fee Structure

Minimum Investment:$50K
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Location

1130 W. Lake Cook Road, Suite 150, Buffalo Grove, IL, 60089

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dominic is a licensed insurance agent and offers various insurance products to clients when appropriate. This activity is investment-related.

Employment History
Current Registrations
Sgl Financial, LLC
February 2025 - Present · 1 yr
Previous Registrations
MML Investors Services, LLC
January 2024 - February 2025 · 1 yr 1 mo
MML Investors Services, LLCBroker
January 2024 - February 2025 · 1 yr 1 mo
Thrivent Investment Management INC.
December 2021 - January 2024 · 2 yrs 1 mo
Thrivent Investment Management INC.Broker
November 2021 - January 2024 · 2 yrs 2 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.