William Sargent is a registered investment advisor, based in Wayland, MA, with 4 years of industry experience.
Location
14 West Plain St., Suite 201, Wayland, MA, 01778-4470
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Concorde Investment Services, LLCBroker
January 2026 - Present · 3 mos
Asset Strategy Advisors, LLC
January 2026 - Present · 3 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - October 2025 · 7 mos
Fidelity Personal and Workplace Advisors
September 2022 - March 2025 · 2 yrs 6 mos
Fidelity Brokerage Services LLCBroker
December 2021 - October 2025 · 3 yrs 10 mos
State Registrations1 state
MA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.