AG
AG

Aaron Scott Gaines

3 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningBusiness Owners
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
495 advisors
Number of Clients
12,116 clients
Average Client Portfolio
$202K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$50K
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Location

354 Mountain View Dr., Suite 200, Colchester, VT, 05446

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Aaron is involved in several outside business activities, including selling fixed insurance products and administrative work for Landmark Financial Services, sales and service of fixed insurance products for The Vermont Agency, and helping clients navigate student loan payments. He also participates in the Greater Vergennes Rotary and coaches soccer.

Employment History
Current Registrations
Esi Financial Advisors
June 2022 - Present · 3 yrs 8 mos
Equity Services, INC.Broker
January 2022 - Present · 4 yrs 1 mo
State Registrations12 states
CTDEFLIANCNDNHNYTXVAVTWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.