NP
NP

Nicholas David Pelini

3 Years of Experience
Areas of Practice
Financial Planning & CoachingEstate PlanningTax PlanningInvestment ManagementHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
61 clients
Average Client Portfolio
$8.2M average
Assets Under Management
$499.4M

Fee Structure

Financial Planning:Included in AUM fee
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Location

Three Greenway Plaza, Suite 1500, Houston, TX, 77046

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas works as an attorney at Pelini Law Group, PLLC, since August 2023, dedicating about 10-20% of his time to this role. He guides clients through legal documents, provides legal advice, and assists with estate matters.

Employment History
Current Registrations
Mosaic Advisors
June 2025 - Present · 8 mos
Previous Registrations
MML Investors Services, LLC
March 2022 - June 2025 · 3 yrs 3 mos
MML Investors Services, LLCBroker
February 2022 - June 2025 · 3 yrs 4 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.