Nicholas Pelini is a registered investment advisor at Mosaic Advisors, based in Houston, TX, with 4 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 61 clients with $500M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mosaic Advisors primarily uses a flat retainer model. However, a small percentage of clients (less than 5%) pay a fee based on the value of their portfolio. These fees range from 0.20% to 1.00% annually, decreasing as the portfolio value increases. The fee is payable quarterly, either in arrears or in advance, and may be negotiable.
Location
3773 Richmond Avenue, Suite 700, Houston, TX, 77046
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas works as an attorney at Pelini Law Group, PLLC, since August 2023, dedicating about 10-20% of his time to this role. He guides clients through legal documents, provides legal advice, and assists with estate matters.
Employment History
Current Registrations
Mosaic Advisors
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations1 state
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