Korosh Ataei is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 4 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4295 San Felipe, Suite 300, Houston, TX, 77027
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Korosh operates Apex Wealth and Risk Management as a DBA for his LPL business. He also provides investment advisory services through Symphony Financial Limited Co, an independent investment advisor firm, dedicating nearly full-time hours to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
Symphony Financial, LTD. CO.
Previous Registrations
Ip Financial Advisory Services LLC
Catalyst Wealth Management LLC
Innovation Partners LLCBroker
Gwn Securities INC.
Gwn Securities INC.Broker
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.