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Alexander Harker

3 Years of Experience
Broker

Alexander Harker is a registered investment advisor at D.A. Davidson & CO., based in Minden, NV, with 3 years of industry experience. Alexander operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1644 Us Hwy 395 N, Suite 1B, Minden, NV, 89423

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander works as a notary in Minden, NV, since November 2023, notarizing documents for D.A. Davidson clients only. This activity requires minimal time.

Employment History
Current Registrations
D.A. Davidson & CO.
November 2022 - Present · 3 yrs 5 mos
D.A. Davidson & CO.Broker
September 2022 - Present · 3 yrs 7 mos
State Registrations22 states
AZCACODEFLHIIDILMAMIMOMTNCNVNYOKORSCTNVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.