Alan Rattee is a registered investment advisor at Carlson Investments, based in Concord, NH, with 2 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 369 clients with $690M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
D.L. Carlson Investment Group charges a percentage of your portfolio value each year for investment management. The fee is calculated based on the value of your investments at the end of each quarter. Fees are negotiable. The annual fee schedule is:
- Equity Accounts:
- 1.00% on the first $4,000,000
- 0.75% on the next $6,000,000
- Negotiated fee for larger amounts
- Balanced Accounts:
- 0.80% on the first $4,000,000
- 0.60% on the next $6,000,000
- Negotiated fee for larger amounts
- Fixed Income Accounts:
- 0.50% on the first $4,000,000
- 0.40% on the next $6,000,000
- Negotiated fee for larger amounts
Location
Two Capital Plaza, Suite 404, Concord, NH, 03301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Carlson Investments
Previous Registrations
Fidelity Brokerage Services LLCBroker
State Registrations4 states
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