Carmel Bequia Exum

Wealth Asset Managers

4 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Wealth Asset Managers

Compensation

Fee-Only (AUM)

Firm Size

9 advisors

Number of Clients

2,058 clients

Average Client Portfolio

$118K average

Assets Under Management

$242.5M

Fee Structure

Minimum Investment:$5K

Financial Planning:Investment management only

Location

12555 High Bluff Drive, Suite 390, San Diego, CA, 92130

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Nelson Securities,inc.Broker

June 2023 - Present · 2 yrs 8 mos

Wealth Asset Managers

September 2021 - Present · 4 yrs 5 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.