Gavin C Finnical

Linden Thomas Advisory Services, LLC

2 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate Planning

Linden Thomas Advisory Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

11 advisors

Number of Clients

1,590 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$1.6B

Fee Structure

Minimum Investment:$400K

Location

516 North Tryon Street, Suite 200, Charlotte, NC, 28202

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Linden Thomas and Company Securities, LLCBroker

February 2025 - Present · 1 yr

Linden Thomas Advisory Services, LLC

February 2025 - Present · 1 yr

Previous Registrations

Park Avenue Securities LLC

September 2023 - January 2025 · 1 yr 4 mos

Park Avenue Securities LLCBroker

August 2023 - January 2025 · 1 yr 5 mos

Nylife Securities LLCBroker

April 2023 - July 2023 · 3 mos

Equitable Advisors, LLCBroker

February 2023 - February 2023 · 0 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.