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MS
MS
Michael Schaefer
Raymond James Investment Management
4 Years of Experience
5 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Raymond James Investment Management
Compensation
Fee-Only (AUM)
Firm Size
22 advisors
Number of Clients
3 clients
Average Client Portfolio
$5.5B average
Assets Under Management
$16.4B
Fee Structure
Financial Planning:
Investment management only
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Location
780 Carillon Parkway, St Petersburg, FL, 33716
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History
Regulatory History (5)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Financial
January 2024
Pending
Financial
November 2023
Pending
Financial
September 2023
Final
Financial
May 2023
Final
Criminal
December 2006
Final Disposition
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Raymond James Investment Management
September 2022 - Present · 3 yrs 5 mos
Carillon Fund Distributors, INC.
Broker
August 2022 - Present · 3 yrs 6 mos
Previous Registrations
Prudential Financial Planning Services
January 2022 - April 2022 · 3 mos
Pruco Securities, LLC.
Broker
August 2021 - April 2022 · 8 mos
State Registrations
1 state
FL
Advisor
Broker
Both
Exams
No exam information available for this advisor.