SC
CFP
SC
CFP

Seth Daniel Cave

4 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
74 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$110.6M

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.50%
$250K - $500K1.40%
$500K - $1.0M1.25%
$1.0M - $2.0M0.90%
$2M+0.75%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4331 North 156th Street, Omaha, NE, 68116

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Seth is a licensed insurance agent since 2022, selling insurance products. This requires minimal time.

Employment History
Current Registrations
Ellerbrock-Norris Wealth Strategies LLC
April 2024 - Present · 1 yr 10 mos
Previous Registrations
Raymond James & Associates, INC.
July 2022 - April 2024 · 1 yr 9 mos
Raymond James & Associates, INC.Broker
June 2022 - April 2024 · 1 yr 10 mos
Vanguard Marketing CorporationBroker
July 2021 - February 2022 · 7 mos
State Registrations2 states
NETX
Advisor
Exams
No exam information available for this advisor.