AL
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Alfred Justin Lopez

1 Year of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
105 advisors
Number of Clients
2,989 clients
Average Client Portfolio
$292K average
Assets Under Management
$871.4M

Fee Structure

Minimum Investment:$25K
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Location

3711 S Mopac Expy, Suite 150, Austin, TX, 78746

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Alfred is an independent insurance agent providing insurance advice, which takes about a quarter of his time. He is also an investment advisor representative and a registered representative, spending nearly full-time on these investment-related activities, and is president of a charitable planning company, dedicating a few hours per week.

Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
July 2024 - Present · 1 yr 7 mos
49 Financial
April 2024 - Present · 1 yr 10 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2024 - January 2024 · 0 mos
State Registrations2 states
NYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.