TrueAdvisor
TrueAdvisor
AR
CFA · CFP
AR
CFA · CFP

Alison Morgan Roth

Mariner Independent
4 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Mariner Independent
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
101 advisors
Number of Clients
3,051 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$5.6B

Fee Structure

Location

Woodland Hills, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Mariner Independent
May 2022 - Present · 3 yrs 9 mos
Previous Registrations
Mariner Wealth
March 2022 - April 2024 · 2 yrs 1 mo
Adviceperiod, LLC
March 2021 - March 2022 · 1 yr
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.