Dianna Sheryl Jeffries

W&s Brokerage Services, INC.

4 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningSocially Responsible InvestingTax Planning

W&s Brokerage Services, INC.

Compensation

Fee-Only (AUM)

Firm Size

82 advisors

Number of Clients

655 clients

Average Client Portfolio

$268K average

Assets Under Management

$175.8M

Fee Structure

Minimum Investment:$75K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	1.50%
$250K - $500K	1.40%
$500K - $750K	1.30%
$750K+	1.10%

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Minimum Annual Fee:$250

Location

1001 Winstead Drive, Suite 385, Cary, NC, 27513-2117

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History

Regulatory History (1)

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Financial

October 2023

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Dianna works as a full-time sales agent for Western & Southern in Cary, NC.

Employment History

Current Registrations

W&s Brokerage Services, INC.

January 2023 - Present · 3 yrs 1 mo

W&s Brokerage Services, INC.Broker

January 2023 - Present · 3 yrs 1 mo

Previous Registrations

Equitable Advisors, LLC

March 2022 - November 2022 · 8 mos

Equitable Advisors, LLCBroker

May 2021 - November 2022 · 1 yr 6 mos

State Registrations7 states

MDNCOKPARISCWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.