RS
CFP
RS
CFP

Roger Merrill Smedley

43 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

102 S. 200 E., Suite 100, Salt Lake City, UT, 84111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Roger is the Board Chairman and an advisor representative for Smedley Financial Services, Inc., a registered investment advisory firm, since 1982. He also works as an insurance agent, offering insurance products as part of financial planning solutions, dedicating minimal time to this.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
June 2024 - Present · 1 yr 8 mos
Smedley Financial Services INC
January 1998 - Present · 28 yrs 1 mo
Previous Registrations
Securities America, INC.Broker
February 1991 - June 2024 · 33 yrs 4 mos
Associated Planners Securities CorporationBroker
October 1985 - March 1991 · 5 yrs 5 mos
American Funds & Trusts IncorporatedBroker
May 1984 - October 1985 · 1 yr 5 mos
American Funds & Trusts IncorporatedBroker
June 1981 - July 1983 · 2 yrs 1 mo
State Registrations2 states
TXUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.