DM
DM

Daniel Joseph Mcfarlane

44 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
101 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Location

Monterey, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Daniel is the President of McFarlane Investment Advisory Services, Inc., a registered investment advisor, and the owner of McFarlane Investment Group. He also works as an insurance agent for various companies, selling fixed insurance products, taking about half of his time for each activity.

Employment History
Current Registrations
International Assets Advisory, LLCBroker
April 2019 - Present · 6 yrs 10 mos
Mcfarlane Investment Advisory Services INC.
February 1995 - Present · 31 yrs
Previous Registrations
Western International Securities, INC.Broker
August 2017 - April 2019 · 1 yr 8 mos
Financial West GroupBroker
December 2004 - August 2017 · 12 yrs 8 mos
Raymond James Financial Services, INC.Broker
January 1999 - December 2004 · 5 yrs 11 mos
Robert Thomas Securities, INCBroker
October 1994 - January 1999 · 4 yrs 3 mos
Painewebber IncorporatedBroker
October 1989 - October 1994 · 5 yrs
Shearson Lehman Hutton INC.Broker
April 1988 - November 1989 · 1 yr 7 mos
E. F. Hutton & Company INCBroker
March 1981 - April 1988 · 7 yrs 1 mo
State Registrations4 states
CAIDORTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Daniel Joseph Mcfarlane - Financial Advisor | TrueAdvisor